SCALE Case Study:

SCALE Portfolio Services: Compliance

Client Profile

Services Deployed

Foundational Assessment

Program Development

Advisory & Auditing

High Risk P&P

Compliance Software

Situation

SCALE was engaged by a middle market private equity firm ($2B in committed capital), whose goal was and remains to drive transformational growth, as well as to work in an efficient and coordinated manner across its existing healthcare portfolio companies.

There was a need to rapidly and cost effectively develop a robust and scalable compliance program to sustainably maintain high quality compliance oversight.

The private equity sponsors desired to approach compliance across its portfolio on a coordinated basis to benefit from shared best practices, shared program development, cost efficiencies and user-friendly centralized reporting.

Execution Approach

To address compliance development and oversight objectives holistically, SCALE deployed a team of specialized resources across:

The Client was pleased with the individualized approach SCALE took and the outcome achieved through the following strategies:

The Client was pleased with the individualized approach SCALE took and the outcome achieved through the following strategies:

Foundational Compliance Assessment

On-going Compliance Oversight

Compliance Program Development

Results

Program Development

Compliance Program Improvement Identification & Remediation

Company, Sponsor-Level & Board Compliance Reporting

Add-on Acquisition Diligence

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